Full text of WOLVERINE SECURITIES, LLC's X-17A-5 filed 2019-03-01 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Report Pursuant to SEC Rule 17a-5 and Report of Independent Registered Public Accounting Firm** # Wolverine Securities, LLC **(An** Illinois Limited Liability Company) **December 31, 2018** Filed as public pursuant to Rule 17a-S(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 # ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill | SEC FILE NUMBER | |-----------------| | 8-69522 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/2018 | | AND ENDING 12/31/2018 | | | |--------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------------|-----------------------|-----------------------------------|--| | | MM/DD/YY | | ---------------------<br>MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF BROKER-DEALER: Wolverine Securities, LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>175 W Jackson Boulevard, Suite 200 | | | FIRM 1.0. NO. | | | | (No. and Street) | | | | | Chicago | Illinois | | 60604 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Judy Kula | | | (Area Code- Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report*<br>Bradford R. Dooley & Associates | | | | | | | (N arne - if individual, state last, first, middle name) | | | | | 209 W Jackson Blvd., Suite 404 Chicago | | Illinois | 60606 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE:<br>l.f I<br>Certified Public Accountant<br>B<br>Public Accountant | Accountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement offacts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(…Read the full text as markdown