Full text of WOLVERINE SECURITIES, LLC's X-17A-5 filed 2020-03-02 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Report Pursuant to SEC Rule 17a-5 and Report of Independent Registered Public Accounting Firm # Wolverine Securities, LLC (An Illinois Limited Liability Company) December 31, 2019 Filed as public pursuant to Rule 17a-S(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ UNITED STATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | 8-69522 | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/2019 | | | |--------------------------------------------------|--------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | MM/DD/YY | AND ENDING 12/31/2019 | ---------------------<br>MM/DD/YY | | | | | | NAME oF BROKER-DEALER: Wolverine Securities, LLC | | OFFICIAL USE ONLY | | | | FIRM I.D. NO. | | | | | | Illinois | | 60604 | | (State) | | (Zip Code) | | | | | | | | (Area Code- Telephone Number) | | | | | | | | | | | | | | | | | | 209 W Jackson Blvd., Suite 404 Chicago | Illinois | 60606 | | (City) | (State) | (Zip Code) | | | | | | Bradford R. Dooley & Associates | 175 W Jackson Boulevard, Suite 200<br>(No. and Street) | A. REGISTRANT IDENTIFICATION<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>(Name- if individual, state last, first, middle name)<br>DAccountant not resident in United States or any of its possessions.<br>FOR OFFICIAL USE ONLY | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by…Read the full text as markdown