Full text of WOLVERINE SECURITIES, LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Report Pursuant to SEC Rule 17a-5 and Report of Independent Registered Public Accounting Firm # Wolverine Securities, LLC (An Illinois Limited Liability Company) December 31, 2020 Filed as public pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ UNITEDSTATES SECURITlESANDEXCHANGECO.MMlSSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-Q123 Expires: October 31, 2023 Estimated averaqe burden I hours per response ...... 12.00 I SEC FILE NUMBER a-69522 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-S Thereunder | REPORT FOR THE PERIOD BEGiNNING 01/01/2020 | AND ENDING 12/31/2020 | | | | |--------------------------------------------------------------------------------------|----------------------------------------------------------|----------|-----------------------------------|--| | | MMIDD/YY | | ---------------------<br>MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | I<br>NAME OF BROKER-DEALER: Wolverine Securities, LLC | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | I<br>FIRM 1.0. NO. | | | 175 W Jackson Boulevard, Suite 200 | | | | | | | (No. and Street) | | | | | Chicago | Illinois | | 60604 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Judy Kula | | | 312-884-3724 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | lNDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Bradford R. Dooley & Associates | | | | | | | (Name- ifindiloidual. state last. first, middle 110111e) | | | | | 209 W Jackson Blvd. Suite 404 Chicago | | Illinois | 60606 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | l.f I<br>Certified Public Accountant | | | | | | Public Accountant | | | | | | a<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17 a-5 (e)(…Read the full text as markdown