Full text of OCEAN TOMO INVESTMENT GROUP, LLC's X-17A-5 filed 2020-02-26 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # OCEAN TOMO INVESTMENT GROUP, LLC STATEMENT OF FINANCIAL CONDITION For the year ended December 31, 2019 {1}------------------------------------------------ | L"NlTID ST A TIS | |-------------------------------------| | SECURITIES A.\D EXCEANG£COM.\DSSI0N | | Washington, D.C 20549 | # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | OM3 AFFROVAL | | | | |---------------------------|----------------|--|--| | OM3 lll.inber. | 3235--0123 | | | | Ex.pres: All}JSt 31, 2020 | | | | | E:stirated average !Mden | | | | | hours per response 12.00 | | | | | | See FLE IIU£ER | | | **8- &9S2&** | 17A-5 | | | |-------|--|--| | = | | | # FACING PAGE lnfonnation Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | 1/1/2019 | AND &\'DING | ----------<br>12/31/2019 | | |-----------------|---------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | ~ 1 MD D NY | | ~L\lDD'YY | | | | | | | | | | | | | | | OFFOii.L LGE CN Y | | | | | FR.40. 00. | | | | | | | | ( o. an Street) | | | | | | | 10006 | | | | | (ZipOxr) | | | | | | | | | | 212~97-1~ | | | | | (An:a Code - Telephone ·o.) | | | | | | | | | | | | | | | | | | | | | | | New York | NY | 10004 | | | (City) | (9atc) | (Zip Code) | | | | | | | | | | | | | | | | | | | | | | | | | | | | | Ocean Tomo Investment Oroup, LLC<br>~<br>(:itate)<br>YSL & Associates LLC | -----------<br>A. REGISTRANT IDEXTIFICATION<br>ADDRESS OF PRINCIPAL PLACE OF BU !NESS: (Do not use P.O. f3ox)lo.)<br>39 Broadway, Suite 3300, Room 6<br>NAME AND THEPIIONE NUMBER OF PERSON TO CONT ACT IN REG\.RD TO nns REPORT<br>B. ACCO~TANT IDEl~TIFICATION<br>CNDEPfND~ PUBLIC ACCOill'.'TANTwho e opinion is contained in this Repon*<br>(Name - if mdmdual. srare last. jiTSl. 111 id die name)<br>0 Accountant not resident in United tales or any of its pos essions | | *\*Claims for exemption from the req11ireme111 that the 01111110/ report be corered by the opi11io11 of 011 illd…Read the full text as markdown