Full text of OCEAN TOMO INVESTMENT GROUP, LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ OCEAN TOMO INVESTMENT GROUP, LLC STATEMENT OF FINANCIAL CONDITION For the year ended December 31, 2023 {1}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMER 8- 69526 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING** PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING | | _0_1_/0_1_/2_3<br>MM/DD/YY | __<br>AND ENDING | 12/31/23<br>MM/DD/YY | |---------------------------------|----------------------------------------------------------------------------------------------|------------------------------|------------------|-----------------------------------------| | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: | Ocean Torno Investment Group, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | ~ Broker-dealer | O Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | O Major security-based swap pa11icipant | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 42 Broadway, Suite 12-129 | | (No. and Street) | | | |-------------|----------------------------------------------|-----------------------------|--| | New York | NY | 10004 | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Kathy Efrem | (212) 897-1686 | kefrem@integrated.so1utions | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | 8. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # YSL & Associates LLC | (Name - If Individual, state last, first, and middle name) | | | | | | | | |------------------------------------------------------------|----------|---------|-------------------------------------------|--|--|--|--| | 11 Broadway, Suite 700 | New York | NY | 10004 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | 06/06/2006 | | 2699 | | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, ifapplicable) | | | | | FOR OFFICIAL USE ONLY • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public a…Read the full text as markdown