Full text of OCEAN TOMO INVESTMENT GROUP, LLC's X-17A-5 filed 2023-03-24 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # OCEAN TOMO INVESTMENT GROUP, LLC STATEMENT OF FINANCIAL CONDITION For the year ended December 31, 2022 {1}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMER 8- 69526 | FACING PAGE | | | | | |-----------------------------------------------------------------------------------------------------------|----------------|--|--|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | NUNDUM | חושים חיצוניים | | | | | FILING FOR THE PERIOD BEGINNING | U I/U I/ZZ | AND ENDING | 12/3/1/22 | | | | | |---------------------------------|------------|------------|-----------|--|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | | | | | ## NAME OF FIRM: Ocean Tomo Investment Group, LLC TYPE OF REGISTRANT (check all applicable boxes): മ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 42 Broadway, Suite 12-129 | | (No. and Street) | | | | | | |---------------------------------------------------------------------------------------------------|----------------------------------------------|--------------------------------------------|-----------------------------|--|--|--| | New York | NY | | 10004 | | | | | (City) | (State) | | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Kathy Efrem | (212) 897-1686 | | kefrem@integrated.solutions | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>YSL & Associates LLC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 11 Broadway, Suite 700 | New York | NY | 10004 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 06/06/2006 | | 2699 | | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | #### FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if a…Read the full text as markdown