UCAP SECURITIES LLC X-17A-5 (2018-03-01) — Broker-dealer annual report

Full text of UCAP SECURITIES LLC's X-17A-5 filed 2018-03-01 (period 2017-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

X-17A-5 0001622850 XXXXXXXX LIVE false false false 01-01-2017 12-31-2017 Broker-dealer N UCAP SECURITIES LLC 275 MADISON AVE FL 38 NEW YORK NY 10016 David Wasitowski 646-809-3600 Monroe J Chalmers CPA, PC 3 Hartsdale St. St. James NY 11780 Certified Public Accountant David Wasitowski UCAP SECURITIES LLC 12-31-2017 none David Wasitowski COO Y

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)