Full text of UCAP SECURITIES LLC's X-17A-5 filed 2026-03-12 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **STATEMENT OF FINANCIAL CONDITION** **For the Year Ended December 31, 2025 With Report of Independent Registered Public Accounting Firm** {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | | | SEC FILE NUMBER | |--|--|-----------------| |--|--|-----------------| 8-69543 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01101125 AND ENDING 12131125 ---------- ----------- MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** UCAP Securities LLC NAME OF FIRM: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): ■ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1221 Brickell Avenue, Suite 2040 (No. and Street) Miami FL (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 33131 (Zip Code) Juan Massens 786-558-1 207 jmassens@ucapamerici (Name) (Area Code -Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* HLB Gravier, LLP (Name - if individual, state last, first, and middle name) 4000 Ponce De Leon Blvd, Suite 61 0 (Address) 09/01/2009 Coral Gables (City) FL (State) 3676 33146 (Zip Code) **FOR OFFICIAL USE ONLY (PCAOB Reglstratloa Numbe,,** • **appUcablel** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Juan Massens swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of UCAP Securities LLC as of December 31 2~ is true and co…Read the full text as markdown