Full text of UCAP SECURITIES LLC's X-17A-5 filed 2017-03-01 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
X-17A-5 0001622850 XXXXXXXX LIVE false false false 01-01-2016 12-31-2016 Broker-dealer N UCAP SECURITIES LLC 130 WEST 42ND STREET, 15TH FL. NEW YORK NY 10036 David Wasitowski 516-680-6630 Lerner & Sipkin, CPAs, LLP 132 Nassau Street Suite 1023 New York NY 10038 Certified Public Accountant David Wasitowski UCAP SECURITIES LLC 12-31-2016 None David Wasitowski CCO/FINOP Y
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