Full text of MAINLINE SECURITIES LLC's X-17A-5 filed 2024-02-05 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **MainLine Securities LLC** **(A wholly-owned limited liability company of Mainline Investment Partners LLC)** Statement of Financial Condition and Report of Independent Registered Public Accounting Firm December 31, 2023 {1}------------------------------------------------ # **MainLine Securities LLC** **(A wholly-owned limited liability company of Mainline Investment Partners LLC)** Statement of Financial Condition and Report of Independent Registered Public Accounting Firm December 31, 2023 {2}------------------------------------------------ #### **Contents** | Facing Page to Form X-17A-5 | | |---------------------------------------------------------|-------| | Oath and Affirmation of Officer | 3 - 4 | | Report of Independent Registered Public Accounting Firm | 5 | | Financial Statement | | | Statement of Financial Condition | 6 | | Notes to Financial Statement | 7 - 8 | {3}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE | SEC FILE NUMBER | |-----------------| | 69544 | 19096 Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 01/01/23 12/31/23 \_ AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: MainLine Securities LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer [ ] Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 308 East Lancaster Avenue, Suite 302 (No. and Street) Wynnewood PA (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Donna Rittershausen (610) 896-3017 dritter@mainlineco.com (Name) (Email Address) (Area Code - Telephone Number) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* #### Marcum LLP | (Name - if individual, state last, first, and middle name) | | | | | |------------------------------------------------------------|--------|---------|------------|--| | Nine Parkway North, Suite 200 Deerfield | | | 60015 | | | (Address) | (City) | (State) | (Zip Code) | | | (Date of Registration with PCAOB)(if applicable) | (PCAOB Registration Number, if applicable) | | | |-------------------…Read the full text as markdown