3ICO SECURITIES LLC X-17A-5 (2025-02-20) — Broker-dealer annual report

Full text of 3ICO SECURITIES LLC's X-17A-5 filed 2025-02-20 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ # **MainLine Securities LLC** **(A wholly-owned limited liability company of Mainline Investment Partners LLC)** Statement of Financial Condition and Report of Independent Registered Public Accounting Firm December 31, 2024 {1}------------------------------------------------ # **MainLine Securities LLC** **(A wholly-owned limited liability company of Mainline Investment Partners LLC)** Statement of Financial Condition and Report of Independent Registered Public Accounting Firm December 31, 2024 {2}------------------------------------------------ | Contents | | | | |---------------------------------------------------------|-------|--|--| | Facing Page to Form X-17A-5 | | | | | Oath and Affirmation of Officer | 3 - 4 | | | | Report of Independent Registered Public Accounting Firm | 5 | | | | Financial Statement | | | | | Statement of Financial Condition | | | | | Notes to Financial Statement | - | | | {3}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 69544 # ANNUAL REPORTS FORM X-17A-5 PART III | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|------------------------|-----------------|--------------------------------------------|--| | FILING FOR THE PERIOD BEGINNING | | 12/31/24<br>AND ENDING | | | | | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: MainLine Securities LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer __ Security-based swap dealer __ Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 308 East Lancaster Avenue, Suite 302 | | | | | | | | (No. and Street) | | | | | | Wynnewood | PA | | | 19096 | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Donna Rittershausen | (610) 896-3017 | | | dritter@mainlineco.com | |…

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