Full text of 3ICO SECURITIES LLC's X-17A-5 filed 2026-03-24 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # 3iCO SECURITIES LLC STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2025 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB Number: 3235-0123 | | |--------------------------|----| | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: | 12 | | | | # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER OMB APPROVAL 8-68544 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/2025 FILING FOR THE PERIOD BEGINNING 01/01/2025 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: 3iCO Securities LLC TYPE OF REGISTRANT (check all applicable boxes): \_ Security-based swap dealer [ Major security-based swap participant Broker-dealer Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 101 W. Elm Street, Suite 400B (No. and Street) Conshohocken PA 19428 (Zip Code) (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 610-937-2128 Donna Rittershausen drittershausen@3icosecurities.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Sanville & Company LLC (Name - if individual, state last, first, and middle name) 75201 Dallas 325 North Saint Paul Street, Suite 300 X (Address) (City) (State) (Zip Code) 09-18-2003 169 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION | I Donna M. Rittershausen | | | | swear (or affirm) that, to the best of my knowledge and belief, the financial | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------|--|--|---------------------------------…Read the full text as markdown