Full text of NOVA CAPITAL SOLUTIONS, LLC's X-17A-5 filed 2022-03-31 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | | OMB APPROVAL | | | | |--------------------------|--|--|--| | OMB Number: 3235-0123 | | | | | Expires: Oct. 31, 2023 | | | | | Estimated average burden | | | | | 12<br>ours per response: | | | | | SEC FILE NUMBER | |-----------------| | | | FILING FOR THE PERIOD BEGINNING | 01/01/2021 | AND ENDING | 12/31/2021 | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------|--------------------------------------------| | | MM/DD/YY<br>MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | Nova Capital Solutions, LLC<br>NAME OF FIRM: | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | L Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 1600 SE 15th Street, Suite 305 | | | | | | | (No. and Street) | | | | | Fort Lauderdale | | FI | | 33316 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Krista Kersey | (954) 610-2522 | | | kkersey@novacaptl.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Raphael Goldberg Nikpour Cohen & Sullivan | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 97 Froehlich Farm Blvd. | Woodbury | | NY | 11797 | | (Address) | (City) | | (State) | (Zip Code) | | February 23, 2010 | | | | PCAOB registration no. - 5028 | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports of an independent public<br>accountant must ha cupported by a statament of facts and circumstances raliad on as the bacic of the promotion. Son 17 | | | | | {1}------------------------------------------------  | Signature: | | |----------------------------------|--| | Title: |…Read the full text as markdown