Full text of NOVA CAPITAL SOLUTIONS, LLC's X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | 1<br>PART 111 | | 0MB APPROVAL | | | | |--------------------------|--|--|--| | 0MB Number: 3235-0123 | | | | | Expires: Oct. 31, 2023 | | | | | Estimated average burden | | | | | hours per response: 12 | | | | SEC FILE NUMBER 8-69575 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING 0110112022 | | AND ENDING 1213112022 | ----------- | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|-----------------------|---------------------------------------------|--|--| | | ----------<br>MM/DD/ Y Y | | MM/00/YY | | | | A.<br>REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: Nova Capital Solutions, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>D Major security-based swap participant<br>Iii Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINClPAL PLACE OF BUSINESS: (Do not use a P.O. box<br>no.) | | | | | | | 100<br>SE 3rd Avenue, Suite 1000 | | | | | | | (No. and Street) | | | | | | | Fort Lauderdale | FL | | 33394 | | | | (City) | | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Krista Kersey | (954)<br>610-2522 | | kkersey@novacaptl.com | | | | {Name) | (Area Code -Telephone Number)<br>(Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Raphael Goldberg Nikpour Cohen & Sullivan | | | | | | | | {Name -if individual, state last, first, and middle name) | | | | | | 97 Froehlich Farm Blvd. | Woodbury | NY | 11797 | | | | (Address) | (City) | {State) | (Zip Code) | | | | "<br>February 23, 2010 | | | PCAOB registration no. -<br>5028 | | | | of RegiSUatioo with PCAOB){i/ applicablel | | | (PCAOB Registratioo N,mbec, if applicable I | | | | T<br>FOR OFFICIAL USE ONLY<br>I | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the…Read the full text as markdown