Full text of NOVA CAPITAL SOLUTIONS, LLC's X-17A-5 filed 2024-03-22 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | Estimated average burden | | |---------------------------|-----------------------------------------------------------------| | hours per response:<br>12 | | | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026 | # **ANNUAL REPORTS FORM X-17A-S PART Ill** SEC FILE NUMBER 8-69575 | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|--------------------------------------------| | FILING FOR THE PERIOD BEGINNING | 0 1/01 /23<br>AND ENDING | 12/31 /23 | | | | MM/DD/VY | | MM/DD/VY | | | A.<br>REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: Nova Capital Solutions, LLC | | | | | TYPE OF REGISTRANT {check all applicable boxes):<br>D Security-based swap dealer<br>D Major security-based swap participant<br>C!l Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 100 SE Third Avenue, Suite 1000 | | | | | | (No. and Street) | | | | Fort Lauderdale | FL | | 33394 | | {City) | {State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Krista Kersey | (954)<br>610-2522 | | kkersey@novacaptl.com | | (Name) | (Area Code -Telephone Number) | {Email Address) | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Mercurius & Associates LLP | | | | | | {Name - if individual, state last, first, and middle name) | | | | A-94/8, Wazirpur Industrial Area | New Delhi | India | 110052 | | (Address) | (City) | (State) | (Zip Code) | | 02/10/2009 | | 3223 | | | | | | (PCAOB R,g;stcat;oo N"m bee, ;f appncable) | | | FOR OFFICIAL USE ONLY | | I | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S{e)(l)(ii), if applicable. **Persons who are to respond to the collection of i…Read the full text as markdown