Full text of ICR CAPITAL LLC's X-17A-5 filed 2022-03-22 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STA TES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB Number: 3235-0123 | |--------------------------| | Expires: Oct. 31, 2023 | | Estimated average burden | | hours per response: 12 | | | SEC FILE NUMER 8- 69583 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01 /01 /21 AND ENDING 12/31 /21 MM/DD/YY ~---------------------~ MM/DD/YY ### A. REGISTRANT IDENTIFICATION # NAME OF FIRM: ICR Capital LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSfNESS: (Do not use a P.O. box no.) # 761 Main Street (No. and Street) Norwalk CT (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 06851-1 080 (Zip Code) Linda S. Grimm (212) 897-1685 Lgrimm@integrated .solutions (Name) (Arca Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNT ANT whose reports arc contained in this filing\* RSM US LLP | (Name - if individual, state last, first, and middle name) | | | | | |------------------------------------------------------------|--------|---------|-------------------------------------------|--| | 225 Asylum Street, Suite 2300 Hartford | | CT | 06103 | | | (Address) | (City) | (State) | (Zip Code) | | | 9/24/2003 | | 49 | | | | (Dale of Registration with PCAOB)(if applica blc) | | | (PCAOB Registration Number, ifapplicable) | | #### FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement Iha! the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. Sec 17 CFR 240. l 7a-5(e)( I )(ii), if applicable. Persons who arc to respond to the collection of information contained in this form arc not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### AFFIRMATlON 1. Stephen Parish , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to ICR Capital LLC as of 12/31/21 , is true and correct. I further swear (or affirm) that neither the company nor any partner, officer,…Read the full text as markdown