Full text of ICR CAPITAL LLC's X-17A-5 filed 2021-03-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # ICR Capital, LLC Statement of Financial Condition December 31 , 2020 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART ill # FACING PAGE Jn formation Required of Brokers and Dealers Pursuant to Section I 7 of the Securities Exchange Act of 1934 and Rule l 7a-S Thereunder· | -~O~l~O~2=0 | AND ENDING | 12/3 1/20 | |---------------------------------------------------------------------|--------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | MM/DDIYY | | Mi\11/DD/YY | | | | | | | | | | | | OFFICIAL USE ONLY | | | | FIRM ID. NO. | | | | | | | | | | | | 06851 | | (State) | | (Zip Code) | | | | | | | | | | | | | | | | | | | | 06510<br>(Zip Code) | | | | | | | | | | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | REPORT FOR THE PERIOD BEGINNING | 761 Main Avenue<br>(No. and Street)<br>CT<br>RSM US LLP<br>New Haven<br>(City) | ___<br>A. REG ISTRANT IDENTIFICATION<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>(2 I 2~897- 685<br>(Area Coe -<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>(Name - irindividual, state last. lirst. middle name)<br>CT<br>(Stale) | *\*Claims for exemp1io11from 1he requiremenl that 1he a111111al repor/ be covered by the opinion of an independent public accou/l/an1 mus/ be supported by a stmeme11t offacts and circ11mstances relied 011as1he basis for the exemption. See section 240. I 7a-5(e){2).SEC* 14 10 (3-91) {2}------------------------------------------------ # **ICR Capital, LLC** # **TABLE OF CONTENTS** # This report "\* contains (check all applica ble boxes): - lx] Report of Independent Registered Public Accounting Firm. - LxJ Facing Page. - Lx] Statement of Financial Condition. - [ ] Statement or Income. - l I Statement of Cash Flows. - {…Read the full text as markdown