Full text of ICR CAPITAL LLC's X-17A-5 filed 2024-03-18 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. 20549 # **ANNUAL REPORTS FORMX-17A-5 PART** III | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | SEC FILE NUMER 8- 69583 **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **O 1/01 /23** AND ENDING **12/31 /23** MM/DD/YY MM/DD/YY #### **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: ICR Capital LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRJNCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | 761 Main Street | | | |----------------|----------------------------------------------------------------------------|------------------------------|--| | | (No. and Street) | | | | Norwalk | CT | 06851-1080 | | | (City) | (State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Linda S. Grimm | (212) 897-1685 | Lgrimm@integrated .solutions | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose reports are contained in this filing* | | | | | WithumSmith + Brown PC | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | |------------------------------------------------------------|----------|---------|-------------------------------------------|--|--| | 1411 Broadway, 23rd Floor | New York | NJ | 10018 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/8/2003 | | 100 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, ifapplicable) | | | #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)( I )(ii), if applicable. **Persons who arc to respond to the collection of information contained** in **this form arc not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------…Read the full text as markdown