Full text of CAVANAL HILL DISTRIBUTORS, INC,'s X-17A-5 filed 2021-02-02 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Estimated average burden hours per response.. . . . . . . 12.00 ## ANNUAL AUDITED REPORT FORM X-17A-5 PART III SEC FILE NUMBER 8-69595 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 172-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 01/01/20 | TANKA MATERNATION A FITAS OF N > > > > > > > > PARKA > > > | AND ENDING 12/31/20 | | | |-------------------------------------------------------------------|--------------------------------------------------------------------------|---------------------|--------------------------------|--| | | MM/DD/Y Y | | MM/DD/Y Y | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: Cavanal Hill Distributors Inc | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | One Williams Center, 15th Floor | | | | | | | (No. and Street) | | | | | Tulsa | Oklahoma | | 74172 | | | (City) | (State) | | (Zip Code) | | | Craig Swanson<br>918-295-0550 | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Ernst & Young LLP | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | One Williams Center, Suite 1700 Tulsa | Oklahoma | 74172 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | Certified Public Accountant | | | | | | Public Accountant | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | \*Clains for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2) > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ### OATH OR AFFIRMATION | 1 Craig Swanson | -------------------------------------------------…Read the full text as markdown