Full text of CAVANAL HILL DISTRIBUTORS, INC,'s X-17A-5 filed 2023-02-15 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES SECURITIES AND EXCHANGE<br>COMMISSION Washington, D.C. 20549 | | | | OMB APPROVAL | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------|-----------------|------------|-------------------------------------------------------------------------------------------------------|------------------------|--| | | | | | OMB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | | FORM X-17A-5 | | 8-35381 | | | | | | PART III | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | | FILING FOR THE PERIOD BEGINNING | 01/01/2022<br>MM/DD/YY | | AND ENDING | | 12/31/2022<br>MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: Cavanal Hill Distributors Inc | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>X Broker-dealer Ll Security-based swap dealer J Major security-based swap participant<br>[] Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | One Williams Center, 15th Floor | (No. and Street) | | | | | | | Tulsa | | Oklahoma | | | 74172 | | | (City) | | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Craig Swanson | | | | | | | | (Name) | (Area Code - Telephone Number) | | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | | | | | | | Ernst & Young LLP<br>(Name - if individual, state last, first, and middle name) | | | | | | | | | | | Oklahoma | 74172 | | | One Williams Center, Suite 1700<br>(Address) | (City) | | (State) | | (Zip Code) | | | October 20, 2003 | | | 42 | | | | {1}------------------------------------------------ \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemp…Read the full text as markdown