Full text of CAVANAL HILL DISTRIBUTORS, INC,'s X-17A-5 filed 2022-02-09 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES SECURITIE SAND EXCHANGE<br>COMMISSION Washing ton, D.C. 20549<br>ANNUAL REPORTS<br>SEC FILE NUMBER<br>FORM X-17A-5<br>8-35381<br>PART Ill<br>FACING PAGE | | | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------|------------|-------------------|-----------------------------------------------------------------------------------------------------------------------|--------------------------------------------|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | FILING FOR THE PERIOD BEGINNING | 01/01/2021<br>MM/DD/YY | ___ | AND ENDING | | __<br>12/31/2021<br>_<br>MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM:<br>Cavanal Hill Distributors Inc<br>TYPE OF REGISTRANT (check all applicable boxes):<br>X Broker-dealer D Security-based swap dealer D Major security-based swap participant<br>D Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | _One Williams Center, 15th Floor | _______________________ | | | | _ | | | | (No. and Street) | | | | | | | _______<br>__________<br>Tulsa | | Oklahoma | ___________ | | ___<br>74172<br>_ | | | (City) | | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | ________<br>_Craig Swanson<br>(Name) | (918) 295-0550<br>(Area Code - Telephone Number) | _____ | cswanson@bokf.com | (Email Address) | ___<br>_ | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | _____________ | Ernst & Young LLP<br>(Name - if individual, state last, first, and middle name) | | | | ___________________<br>_ | | | ___<br>_One Williams Center, Suite 1700<br>(Address) | Tulsa<br>(City) | __________ | (State) | | Oklahoma __ 74172 __<br>_<br>(Zip Code) | | | _____________________<br>_October 20, 2003 | | |…Read the full text as markdown