Full text of BAIN CAPITAL DISTRIBUTORS, LLC's X-17A-5 filed 2019-02-28 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # BAIN CAPITAL DISTRIBUTORS, LLC AUDITED STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2018 {1}------------------------------------------------ ## BAIN CAPITAL DISTRIBUTORS, LLC STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2018 ## **CONTENTS** | | PAGE | |------------------------------------------------------------|------| | Facing Page<br>-<br>Oath or Affirmation | 1-2 | | Report<br>of Independent Registered Public Accounting Firm | 3 | | Statement of Financial Condition | 4 | | Notes to Statement<br>of Financial Condition | 5-8 | {2}------------------------------------------------ | UNITED STATES | | | | | |---------------|--|--|--|------------------------------------| | | | | | SECURITIES AND EXCHANGE COMMISSION | | | | | | Washington, D.C. 20549 | ### ANNUAL AUDITED REPORT FORM X-17A-5 PART III | OMB APPROVAL | | | | |--------------------------|-----------------|--|--| | OMB Number | | | | | Expires: August 31, 2020 | | | | | Estimated average burden | | | | | hours per response 12.00 | | | | | | SEC FILE NUMBER | | | | | 8 - 69599 | | | | | | | | #### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/01/2018 | AND ENDING | 12/31/2018 | |-----------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------|--------------|-----------------------------------------------| | | MM/DD/YYYY | | MMDD/YYYYY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | | | | | BAIN CAPITAL DISTRIBUTORS, LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM ID. NO. | | | | 200 Clarendon Street | | | | | (No. and Street) | | | | Boston | MA | | 02116 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Mr. Michael McArdle | | | (617) 516-2000<br>(Area Code - Telephone Na.) | | | B. ACCOUNTANT IDENT FICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report® | | | | | | PricewaterhouseCoopers LLP | | | | | (Name - if individual, state last, first, middle name ) | | | | 101 Seaport BLVD, Suite 500 | Boston | MA | 02210 | | (Address) | (City) | (State) | (Zip Code) | | CITECK ONE:<br>E Certified Public Accountant…Read the full text as markdown