Full text of BAIN CAPITAL DISTRIBUTORS, LLC's X-17A-5 filed 2020-02-28 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # BAIN CAPITAL DISTRIBUTORS, LLC AUDITED STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2019 {1}------------------------------------------------ # BAIN CAPITAL DISTRIBUTORS, LLC STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2019 # **CONTENTS** | | PAGE | |------------------------------------------------------------|------| | Facing Page<br>-<br>Oath or Affirmation | 1-2 | | Report<br>of Independent Registered Public Accounting Firm | 3 | | Statement of Financial Condition | 4 | | Notes to Statement<br>of Financial Condition | 5-8 | {2}------------------------------------------------ UNITED ST ATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill | OMB APPROVAL | | | | | | |-----------------------------|--------------------------|--|--|--|--| | OMB Number: | | | | | | | | Expires: August 31, 2020 | | | | | | Estimated average burden | | | | | | | hours per response _ 12.00 | | | | | | | | SEC FILE NUMBER | | | | | | | 8 - 69599 | | | | | #### FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule I 7a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | ~~~-01_1_01__20_1_9~~~~ANDENDING | | ~~~-1_2_/3<br>/2_0_1_9~~~ | | |----------------------------------------------------------------------------------------------------|---------------------------------------------------------|-----------------------------------|----------------------------|--| | | MM/DDfYYYY | | MM/DDfYYYY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | | | | | | BAIN CAPITAL DISTRIBUTORS, LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P 0. Box No) | | OFFICIAL USE ONLY<br>FIRM ID. NO. | | | | | | | | | | | (No. and Street) | | | | | Boston | MA | | 02116 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT lN REGARD TO THIS REPORT | | | | | | Mr. Michael McArdle | | (617) 516-2000 | | | | | | | (A1ea Code-· Telephone No) | | | | B. ACCOUNT ANT IDENTTFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | | PricewaterhouseCoopers LLP | | | | | | (Name·· ifindii<id11a/, slate last, first, middle name) | | | | | 101 Seaport BLVD, Suite 500 | Boston | MA | 02210 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE:<br>~ Certified Public Accountant | | | | | | D Public Accountant | | | |…Read the full text as markdown