Full text of BAIN CAPITAL DISTRIBUTORS, LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # BAIN CAPITAL DISTRIBUTORS, LLC AUDITED STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2022 {1}------------------------------------------------ # BAIN CAPITAL DISTRIBUTORS, LLC STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2022 # **CONTENTS** | | PAGE | |---------------------------------------------------------|------| | Facing Page - Oath or Affirmation | 1-2 | | Report of Independent Registered Public Accounting Firm | 3 | | Statement of Financial Condition | 4 | | Notes to Statement of Financial Condition | 5-8 | {2}------------------------------------------------ | | UNITED STATES | | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------------------------------|--------------------------------------------------------------------|-------| | | SECURITIES AND EXCHANGE COMMISSION | | OMB<br>APPROVAL | | | | Washington,<br>D.C.<br>20549 | | OMB Number: 3235‐0123 | | | | | | Expires: October 31, 2023<br>Estimated average burden | | | | | | | | | | | hours per response… | | 12.00 | | | ANNUAL AUDITED REPORT | | | | | | FORM X‐17A‐5 | | SEC FILE NUMBER<br>8‐69599 | | | | PART<br>III | | | | | Information Required Pursuant to Rules 17a‐5, 17a‐12, and 18a‐7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | REPORT FOR THE PERIOD BEGINNING | 01/01/2022 | AND ENDING | 12/31/2022 | | | | MM/DD/YY | | MM/DD/YY | | | A. | REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: BAIN CAPITAL DISTRIBUTORS, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>☒Broker‐dealer<br>☐Security‐based<br>☐ Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | ☐Major<br>swap dealer | security‐based swap participant | | | | | 200 CLARENDON STREET | | | | | | (No. and Street) | | | | | Boston | MA | | 02116 | | | (City)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING | (State) | | (Zip Code) | | | Mr. Michael McArdle | | | mmcardle@baincapital.com | | | | (Area Code – Telephone Number) | | (Email Address) | | | B. | ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | PricewaterhouseCoopers LLP | | | | | | (Name – if individual, s…Read the full text as markdown