Full text of PREP SECURITIES, LLC's X-17A-5 filed 2021-02-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED ST ATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ### **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | -----------<br>01/01/20 | AND ENDING | -----------<br>12/31/20 | |---------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|--------------------------------| | | MM/DD/YY<br>A. REGISTRANT IDENTIFICATION | | MM/DD/YY | | NAME OF BROKER-DEALER: | PREP Securities, LLC | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | 1790 Bonanza Drive, Suite 201 | | | | | (No. and Street) | | | | Park City | UT | | 84060 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | Kevin K. Hull, Principal Financial Officer, (844) 877-4153 | | | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | Schneider Downs & Co., Inc. | | | | | (Name - if individual, state last. first, middle name) | | | | 65 E. State Street, Suite 2000 | Columbus | OH | 43215 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | ✓ I<br>Certified Public Accountant (Independent Registered Public Accounting Firm) | | | | | Public Accountant | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | *Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant | | | | **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OM B control number.** *must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17 a-5(e)(2)* **PUBLIC** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 SEC FILE NUMBER 8-69611 {1}------------------------------------------------ #### **OATH OR AFFIRMATIO…Read the full text as markdown