Full text of PREP SECURITIES, LLC's X-17A-5 filed 2025-02-11 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **PUBLIC** **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** Washington, **D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden # **ANNUAL REPORTS FORM X-17A-5** | hours per response:<br>12 | | |---------------------------|--| | | | | SEC FILE NUMBER | | | | | # **PART** Ill 8-69611 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 0<br>1<br>/0<br>1<br>/<br>2<br>4<br>___<br>_<br>_<br>_<br>_<br>_<br>_ | __ AND ENDING ___ 12 | /<br>3<br>1<br>_._/2<br>4<br>__<br>_<br>_<br>_ | |------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------|-----------------------------------------|------------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM:<br>_______ | P<br>R<br>E<br>P<br>S<br>_e_c_u_r_it<br>ie<br>_s_, _L<br>_<br>_<br>_<br>_<br>_ | LC<br>_ | ___________ _ | | TYPE OF REGISTRANT (check all applicable boxes):<br>IXl<br>Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 2750 | Rasmussen<br>Road, | Suite<br>202 | | | | (No. and Street) | | | | Park<br>City | UT | | 84098 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Kevin<br>K.<br>Hull | {844}<br>877-4153 | | kevin.hull@preppg.com | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | HHH<br>CPA<br>Group, | LLC | | | | (Name - if individual, state last, first, and middle name) | | | | Old<br>1250<br>Henderson<br>Rd | Columbus | OH | 43220 | | (Address) | (City) | (State) | (Zip Code) | | 12/21/2010 | | | 5344 | | (rte of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) I | | | FOR OFFICIAL USE ONLY | | | | *<br>Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | accountant must be supported by a statement of facts and circ…Read the full text as markdown