Full text of PREP SECURITIES, LLC's X-17A-5 filed 2022-02-08 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **PUBLIC** SEC FILE NUMBER 8-69611 **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response : 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 0<br>1<br>/<br>0<br>1<br>/2<br>1<br>___<br>_<br>_<br>_<br>_<br>_<br>_<br>MM/DD/YY | __ AND ENDING ___ 12 | _,,/<br>3<br>1<br>_,_/2<br>1<br>__<br>_<br>_<br>_<br>MM/DD/YY | | | |-----------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------------|---------------------------------------|---------------------------------------------------------------|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | NAME OF FIRM: | Securities,<br>PREP<br>------------------------------- | LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>IX!<br>D<br>Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D<br>Security-based swap dealer | Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | Rasmussen Road,<br>Suite<br>202<br>. 275<br>D<br>_<br>_<br>_ | | | | | | | (No. and Street) | | | | | | | City<br>Park | UT | | 84098 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Kevin<br>K.<br>Hull | (844)<br>877-4153 | | kevin.hull@preppg.com | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | &<br>Schneider<br>Downs<br>(Name - if individual, state last, fi rst, and middle name) | Co.,<br>Inc. | | | | | State<br>Street,<br>Suite<br>2000<br>65 E. | Columbus | OH | 43215 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 10/14/2003 | | | 358 | | | | | | | (PCAOB Reg;mauoo N, m bee, ;r applkable) I | | | | | FOR OFFICIAL USE ONLY | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | accountant must be supported by a statement of facts and circumstances rel…Read the full text as markdown