Full text of CERES SECURITIES, LLC's X-17A-5 filed 2024-02-16 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | 0MB APPROVAL | | |---------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | 12<br>hours per response: | | SEC FILE NUMBER # 8-69637 **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **O 1/01/2023** MM/DD/VY AND eon **12/31/2023** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Ceres Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): [] Broker-dealer [] Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer L Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 806 Howard Street, Suite 200 (No. and Street) South Bend **IN 46617** PERSON TO CONTACT WITH REGARD TO THIS FILING (State) (Zip Code) Tamara L Schooley **57 4-367-4533** tschooley@ceres-securities.com (Name) (Area Code-Telephone Number) (Email Address) #### **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing (City) | Stickley, Larry A. | (Name- if individual, state last, first, and middle name) | | | | | | |-------------------------------------------------|-----------------------------------------------------------|---------|------------|--|--|--| | 17385 Turnbury Ct. | Granger | IN | 46530 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | (see exemption report) | | | | | | | | (rte of Registration with PCAOB)(if applicable) | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption, See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | ], Tamara L. Schooley | | | | | | | swear (or affirm) that, to the best of my knowledge and belief, the | | | |-----------------------|--------------------------------|--|---…Read the full text as markdown