Full text of CERES SECURITIES, LLC's X-17A-5 filed 2026-02-19 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C.20549 | 0MB Number: 3235-0123 | | |--------------------------|----| | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: | 12 | # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | | | SEC FILE NUMBER | | | |---------|--|-----------------|--|--| | 8-69637 | | | | | **FACING PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 1/1/2025 MM/DD/YY AND ENDING 12/31/2025 MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME or nm. Ceres Securities, LLC. TYPE OF REGISTRANT (check all applicable **boxes):** [ Broker-dealer [] Security-based **swap** dealer [ Check here if respondent is also an OTC derivatives dealer D Major security-based **swap** participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 806 Howard Street, Suite 200 | | (No. and Street) | | | | |----------------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------|---------------------------------------------------|--------------------------------------------|--| | South Bend | IN | | 46617 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Tamara Schooley | (574) 367-4533 | tschooley@ceres-securities.com<br>(Email Address) | | | | (Name) | (Area Code - Telephone Number) | | | | | | | | | | | | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing | | | | | Stickley, Larry A. | (Name - if individual, state last, first, and middle name) | | | | | | | | | | | 17385 Turnbury Ct.<br>(Address) | Granger<br>(Cty) | IN<br>(State) | 46530<br>(Zip Code) | | | | | | | | | (see exemption report)<br>(Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(i), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}---------------…Read the full text as markdown