Full text of CERES SECURITIES, LLC's X-17A-5/A filed 2025-03-05 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART Ill | | 0MB APPROVAL | | |--------------------------|----| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: | 12 | | SEC FILE NUMBER | |-----------------| | 8-69637 | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **01/01/2024** MM/DD/YY AND ENDING **12/31/2024** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Ceres Securities, LLC. TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer [l Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer D Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 806 Howard Street, Suite 200 (No. and Street) South Bend (City) PERSON TO CONTACT WITH REGARD TO THIS FILING **IN** (State) **46617** (Zip Code) Tamara Schooley (Name) **57 4-367 -4533** (Area Code -Telephone Number) **B. ACCOUNTANT IDENTIFICATION** tschooley@ceres-securities.com (Email Address} INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing **Stickley, Larry A.** (Name --if individual, state last, first, and middle name) **17385 Turnbury Ct.** (Address) **(see exemption report) Granger** (City) **IN** (State) **46530** (Zip Code) (rte of Registration with PCAOB)(if applicable) **FOR OFFICIAL USE ONLY** (PCAOB Registration Number, if applicable) I Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Tamara L. Schooley swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of Ceres Securities, LLC. as of 12/31 202, is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, ha…Read the full text as markdown