Full text of SHOREBRIDGE CAPITAL ADVISORS, LLC's X-17A-5 filed 2020-02-24 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED ST ATES **SECURffiF.SANDEXCHANGECOMMISSION Washington,** D.C. 20549 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART** Ill ,\_\_\_O\_M\_BAPPROVA\_l~--1 0MB Number: 3235-0123 Expires: August 31, <sup>2020</sup> Estimated average burden hours er res onse ...... 12.00 | SEC FILE NUMBER | | |-----------------|--| | a-69644 | | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the** **Securities Exchange Act of1934 and Rule 17a-5 Thereunder** REPORT FOR THE PERIOD BEGINNING **1~2019** \_ \_\_ AND ENDING **12/31/2019** MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF BROKER-DEALER: SHOREBRIDGE CAPITAL ADVISORS LLC ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) 780 THIRD AVENUE NEW YORK (City) (No and Street) NY (Stale) MM/DD/YY OFFICIAL USE ONLY FIRM I.D. NO. 10017 (Zip Code) NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT JANICE PARISE **B.ACCOUNTANTIDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report• PRAGER METIS CPAS LLC 222 MOUNT AIRY ROAD (Address) **CHECK ONE:** ✓ I certified Public Accountant (Name - *if indiVldual, state las~ first, middle name)* BASKING RIDGE (City) B f>ublic Accountant Accountant not resident in United States or any of its possessions. **FOR OFFICIAL USE ONLY** (212) 751-4422 (Area Code - Telephone Number) NJ 07920 (State) (Zip Code) *\*Claims for exemption from the requirement thaJ the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240. l 7a-5{e)(2)* > **Potential persons who are to respond to the collection of** Information oontalne<S In **this** form are not **required** to **respond** unless the form dis plays a currently valld **0MB** control number. SEC 141 O (11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I DOUGLAS BLAGDON | _ _ _ , swear ( or affirm) that, to the best of | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------------| | . -------<br>my knowledge and belief the accompanying financial sta…Read the full text as markdown