Full text of SHOREBRIDGE CAPITAL SECURITIES, LLC's X-17A-5 filed 2022-02-24 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | OMB Number: 3235‐0123<br>Expires: October 31, 2023<br>Estimated average burden<br>hours per response…<br>12.00<br>SEC FILE NUMBER<br>8‐69644<br>Information Required Pursuant to Rules 17a‐5, 17a‐12, and 18a‐7 under the Securities Exchange Act of 1934<br>MM/DD/YY | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--|--| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 10017 | | | | (Zip Code) | | | | | | | | jparise@dfppartners.com | | | | (Email Address) | | | | | | | | | | | | | | | | | | | | 11050 | | | | (Zip Code) | | | | | | | | | | | | 3480<br>(PCAOB Registration Number, if applicable) | | | | | | | | | | | | | | | **UNITED STATES** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a‐5(e)(1)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, Douglas Blagdon, swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of ShoreBridge Capital Securities, LLC, as of December 31, 2021, is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. CEO #### **This I mg\*\* contains (check all applicable boxes):** - ~ (a) Statement of financial condition. - ~ (b) Notes to consolidated statement of financial condition. D ( c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of comprehensive income (as defined in§ 210.1-02 of Regulation S-X). - □ (d) Statement of cash flows. - D (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. -…Read the full text as markdown