Full text of SHOREBRIDGE CAPITAL SECURITIES, LLC's X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **ShoreBridge Capital Securities LLC** **Statement of Financial Condition Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 December 31, 2022** {1}------------------------------------------------ | | SECURITIES<br>AND<br>EXCHANGE<br>COMMISSION<br>OMB Number:3235Ͳ0123 | | | | | | |---------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|-------------------------|-------------------------|--------------------------------------------|--|--| | Washington, D.C. 20549 | | | | Expires:October 31, 2023 | | | | | | | | Estimated average burden | | | | | | | | hours per response…<br>12.00 | | | | | ANNUALAUDITEDREPORT | | | | | | | FORMXͲ17AͲ5<br>PART<br>III | | | | SEC FILE NUMBER<br>8Ͳ69644 | | | | | | | | | | | | | FACING PAGE | | | | | | | | Information Required Pursuant to Rules 17aͲ5, 17aͲ12, and 18aͲ7 under the Securities Exchange Act of 1934 | | | | | | | REPORT<br>FOR<br>THE<br>PERIOD | BEGINNING<br>01/01/2022<br>AND | ENDING | 12/31/2022 | | | | | | MM/DD/YY | | | MM/DD/YY | | | | | A.<br>REGISTRANT | IDENTIFICATION | | | | | | NAME<br>OF<br>FIRM:SHOREBRIDGE | CAPITAL SECURITIES LLC | | | | | | | TYPE<br>OF<br>REGISTRANT<br>(check<br>all | applicable<br>boxes): | | | | | | | ցBrokerͲdealer | տSecurityͲbased<br>swap<br>dealer | տMajor | securityͲbased<br>swap | participant | | | | տ Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS<br>OF<br>PRINCIPAL<br>PLACE | OF<br>BUSINESS:<br>(Do<br>not<br>use | P.O.<br>Box<br>No.) | | | | | | AVENUEͲ30th floor<br>780<br>THIRD | | | | | | | | | | (No. and Street) | | | | | | New<br>York<br> | | NY | | 10017 | | | | (City) | | (State) | | (Zip Code) | | | | PERSON<br>TO<br>CONTACT<br>WITH | REGARD<br>TO<br>THIS<br>FILING | | | | | | | JANICE<br>PARISE212 | 751Ͳ4422 | | jparise@dfppartners.com | | | | | (Name) | (Area Code – Telephone Number) | | <br><br>(Email Address) | | | | | | B.<br>ACCOUNTANT | IDENTIFICATION | | | | | | INDEPENDENT<br>PUBLIC<br>ACCOUNTANT | whose<br>opinion<br>is | contained<br>in<br>this | Report* | | | | | LILLING<br>&<br>COMPANY<br>LLP | | | | | | | | | (Name – if individual, state last, first, middle name) | | | | | | | 2<br>SEAVIEW<br>BOULEVARD | PORT<br>WASHINGTON | | NY | 11050 | | | | | (City) | | (State) | (Zip Code) | | | | | | | | | | | | 3/31/2009 | | | | 3480 | | | | (Addr…Read the full text as markdown