Full text of TASTYWORKS, INC.'s X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **tastyworks, Inc. Financial Report December 31, 2020** Filed public information pursuant to Rule 17a-5(e)(3) under the Securities and Exchange Act of 1934. {1}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** # hours per response.. . . . . 12.00 **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** | | OMB APPROVAL | | |--------------------------|--------------|-----------| | OMB Number: | | 3235-0123 | | Expires: | <br>0DUPCFS | | | Estimated average burden | | | | | | | | SEC FILE NUMBER | |-----------------| | 69649<br>8- | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING______________________________ | 01/01/20 | | 12/31/20<br>AND ENDING______________________________ | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------|------------------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | tastyworks, Inc.<br>NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | 1000 W. Fulton Market St., Suite 220<br>___________________________________________________________________________________________________________________ | | | | | | (No. and Street) | | | | Chicago<br>___________________________________________________________________________________________ | IL | | 60607<br>__________________________ | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>_____________________________________________________________________________________________________________________<br>Scott Sheridan | | | (312) 724-7075 | | | | | (Area Code – Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>RSM US LLP<br>_____________________________________________________________________________________________________________________ | (Name – if individual, state last, first, middle name) | | | | 30 S. Wacker Dr., Suite 3300…Read the full text as markdown