Full text of TASTYTRADE, INC.'s X-17A-5 filed 2026-03-16 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III | | | CCC CHC 26 Hanry | | |--|--|------------------|--| FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 12/31/25 FILING FOR THE PERIOD BEGINNING 06/01/25 AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: tastytrade, Inc. TYPE OF REGISTRANT (check all applicable boxes): [] Broker-dealer ] Security-based swap dealer \_ \_ \_ Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1330 W Fulton Street, Suite 600 (No. and Street) 60607 = Chicago (Zip Code) (State) (City) PERSON TO CONTACT WITH REGARD TO THIS FILING luis@tastytrade.com Luis Brasil De Oliveira (Email Address) (Area Code - Telephone Number) (Name) INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # PricewaterhouseCoopers LLP | 45 South Seventh Street, Suite 3400<br>Minneapolis | MN | 55402 | |----------------------------------------------------|--------------------------------------------|-------------------------------------------------------------------------------------| | (City) | (State) | (Zip Code) | | | 238 | | | | (PCAOB Registration Number, if applicable) | | | | | | | | | (Name - if individual, state last, first, and middle name)<br>FOR OFFICIAL USE ONLY | B. ACCOUNTANT IDENTIFICATION \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5{e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION I Luis Brasil De Oliveira financial report pertaining to the firm of tastytrade, Inc. as of the country of the county as of December 31 2 025 . . . is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary intere…Read the full text as markdown