Full text of TASTYTRADE, INC.'s X-17A-5 filed 2024-07-30 (period 2024-05-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **tastytrade, Inc. Statement of Financial Condition May 31, 2024** Filed public information pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. {1}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washingon, D.C. 20549 | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | |-----------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|---------------------|-----------------------------------------------------------------------------------------------------------------------| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | FORM X-17A-5 | | 8-69649 | | | •<br>PART Ill | | | | | | | | | | FACING PAGE.<br>Information Required Pursuant to Rules 17a-5, 17a-12, and isa-7 under the Securities Exchange Ac of 1934 | | | | | | | | | FILING FOR THE PERIOD BEGINNING 06/01 /23 | MM/DD/VY | AND ENDING 05/31/24 | MM/DD/VY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: tastytrade, Inc. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer<br>□<br>Check here if respondent is also an OTC der_ivatives dealer | □ Security-based swap dealer<br>□ | | Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | | | | | 1330 W Fulton Street, Suite 600 | | | | | | (No. and Street) | | | | Chicago<br>(City) | IL<br>(State) | | 60607<br>(Zip Code) | | | | | | | | | | | | Scott Sheridan | (312)-724-7075 | | | | | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>(Name) | | | | | PricewaterhouseCoopers LLP | (Name - if individual, state last, first, and middle name) | | | | | | | | | One North .Wacker Drive<br>(Address) | Chicago<br>(City) | IL<br>(State) | 60606<br>(Zip Code) | | | | 238 | | | l"<br>10/20/2003<br>of R,g;,t,a,;oo with PCAOB)l;f applicable) | FOR OFFICIAL USE ONLY | | scott@tastytrade.com<br>(PCAOB ReglstraUo" N,mb", tt appllcable) | **CFR 240.17a-5(e)(l)(ii), if applicable.** **Persons who are…Read the full text as markdown