Full text of FIRST SOUTHERN, LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | | OMB APPROVAL | | |--------------------------|--------------|--| | OMB Number: 3235-0123 | | | | Expires: Oct. 31, 2023 | | | | Estimated average burden | | | | hours per response: 12 | | | #### ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-69733 FACING PAGE Information Reguired Pursuant to Rules 173-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 01/01/2021 | | | AND ENDING 12/31/2021 | |----------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------|------|--------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | First Southern LLC<br>NAME OF FIRM: | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | | _ Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | GAM Tower, 2 Tabonuco Street, Suite 200 | | | | | (No. and Street) | | | | Guaynabo | PR | | 00968 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Stephanie Jackels | (770) 777-9373 | | sjackels@fssec.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing"<br>FGMK, LLC | | | | | | (Name - if individual, state last, first, and middle name) | | | | 333 W. Wacker Drive, 6th FIr | Chicago | | 11<br>60606 | | (Address) | (City) | | (Zip Code)<br>(State) | | 12/17/2009 | | 3968 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY<br>Claime for available that the result the possible to anywer he saveral but the reporter of an interested | | | Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not re…Read the full text as markdown