Full text of FIRST SOUTHERN, LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | OMB APPROVAL<br>OMB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------|-------------------------------------------------------------------------------|---------|-----------------------------------------------------------------------------------------------------------------------|--|--| | | ANNUAL REPORTS | | | | | | | | FORM X-17A-5 | | | | | | | | | PART III | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/23 | | | | AND ENDING 12/31/23 | | | | | | MM/DD/YY | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: | First Southern LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>@ Broker-dealer __ _ Security-based swap dealer __ _ Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>GAM Tower, 2 Tabonuco Street, Suite 200 | | | | | | | | | | (No. and Street) | | | | | | Guaynabo | | PR | | 00968 | | | | (City) | | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Stephanie Jackels (770) 777-9373 | | | | sjackels@fssec.com | | | | (Name) | | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | FGMK, LLC | | | | | | | | | | (Name - if individual, state last, first, and middle name) | - | 60606 | | | | 333 W. Wacker Dr, 6th Floor | | Chicago<br>(City) | (State) | (Zip Code) | | | | (Address)<br>12/17/2009 | | | 3968 | | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | Claims for exemption from the requirement that the annual reports of an independent public ac…Read the full text as markdown