Full text of FIRST SOUTHERN, LLC's X-17A-5 filed 2023-02-27 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>nus ron nae reno» to<br>owe ore F<br>i<br>r<br>s<br>t<br>S<br>o<br>u<br>t<br>h<br>e<br>m<br>n<br>t<br>t<br>TYPE OF REGISTRANT (check all applicable boxes): | ANNUAL REPORTS<br>FORM X-17A-5<br>PART Ill<br>FACING PAGE<br>0<br>1<br>0<br>0<br>1<br>0<br>2<br>0<br>2<br>MM/DD/YY<br>A. REGISTRANT IDENTIFICATION<br>[l Security-based swap dealer | I<br>L<br>□ | SEC FILE NUMBER<br>8-69733<br>C<br>2 sos _<br>1<br>2<br>0<br>3<br>1<br>1<br>2<br>0<br>2<br>2<br>MM/00/YY<br>Major security-based swap participant | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------|---------------------------------------------------------------------------------------------------------------------------------------------------|--| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | • Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | B | | | | | GAM Tower, 2 Tabonuco Street, Suite 200 | {No. and Street} | | | | | Guaynabo | PR | | 00968 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | sjackels@fssec.com | | | Stephanie Jackels<br>(Name) | (770) 777-9373<br>(Area Code-Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | U<br>P<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>FGMK, LLC | | | | | | 333 W. Wacker Drive, 6th Floor Chicago | (Name - if individual, state last, first, and middle name) | | IL | | | (Address) | (City) | | 60606<br>(Zip Code)<br>(State) | | | 12/17/2009 | | | | | | (rte of Registration with PCAOB)(if applicable) | | 3968 | (PCAOB Registration Number, if applicable) I | | | | FOR OFFICIAL USE ONLY | | | | **accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17** CFR 240.17a-5(e)(1)(i), if…Read the full text as markdown