Full text of MIDDLEMARCH SECURITIES LLC's X-17A-5 filed 2023-03-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Middlemarch Securities LLC Statement of Financial Condition DECEMBER 31, 2022 {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-S PART Ill** | 0MB APPROVAL | | |--------------------------|--| | 0MB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | | | | | | SEC FILE NUMBER | | |--|-----------------|--| | | | | **8-69758** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | | MM/00/YY | FILING FOR THE PERIOD BEGINNING __01/01/22___ AND ENDING ___12/31/22__ _<br>MM/DD/YY | | |-----------------------------------------------------------------------------------------------------------|------------------------------------------------------------|--------------------------------------------------------------------------------------|------------| | A. | REGISTRANT IDENTIFICATION | | | | Middlemarch Securities LLC<br>NAME OF FIRM: | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | Iii Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | □<br>D Security-based swap dealer | Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 700 Canal Street, Building 1, Floor 1 | | | | | | (No. and Street) | | | | Stamford | CT | 06902 | | | (City) | (State) | | (Zip Code) | | | | | | | (Name) | (Area Code -Telephone Number) | (Email Address} | | | B. | ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Michael Coglianese CPA, P.C. | | | | | | (Name - if individual, state last, first, and middle name} | | | | 125 E Lake Street #303 | Bloomingdale | IL | 60108 | | (Address) | (City} | (State) | (Zip Code} | | 10/20/2009 | | 3874 | | | l"<br>of Reg;,trat;oo w;th PCAOBJI• appl1cable) | | (PCAOB Reg•tcatloo Numbe,, If applicable) | | **Persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valid 0MB control number.** {2}------------------------------------------------  - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ # **Middlemarch Se…Read the full text as markdown