Full text of MIDDLEMARCH SECURITIES LLC's X-17A-5 filed 2024-03-25 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Middlemarch Securities LLC** **Statement of Financial Condition** **DECEMBER 31, 2023** {1}------------------------------------------------ ### UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 OMB APPROVAL # ANNUAL REPORTS FORM X-17A-5 PART III | SEC FILE NUMBER | | |-----------------|--| | 8-69758 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 12/31/2023 01/01/2023 FILING FOR THE PERIOD BEGINNING AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION MIDDLEMARCH SECURITIES LLC NAME OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): | Security-based swap dealer Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 700 CANAL STREET, BUILDING 1, FLOOR 1, SUITE 148 (No. and Street) STAMFORD CT 06902 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING STEVEN SINGER 561-784-8922 ACCOUNTING@MIDDLEMARCHLLC.COM (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* MICHAEL CONGLIANESE CPA, P.C. (Name - if individual, state last, first, and middle name) 125 E LAKE ST #303 BLOOMINGDALE -60108 (Zip Code) (Address) (City) (State) 10/20/2009 3874 (PCAOB Registration Number, if applicable) (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ ### OATH OR AFFIRMATION swear (or affirm) that, to the best of my knowledge and belief, the 1. Alexander Grutman financial report pertaining to the firm of Middlemarch Securities LLC , as of 'December 31 , 2 2023 , is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary inte…Read the full text as markdown