Full text of MIDDLEMARCH SECURITIES LLC's X-17A-5 filed 2020-03-23 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ...... 12.00 ## **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** | SEC FILE NUMBER | |-----------------| | 8-67378 | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act c,f 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | _____ | O~l~/O~l~/1~9<br>MM/DD/YY | ___<br>AND ENDING | ___<br>--=-12=/~3=1/=19~----<br>MM/DD/YY | |------------------------------------------------------------------------------------------------------------------------------------------------------|-------|-------------------------------------------------------|-------------------|------------------------------------------| | | | A. REGISTRANT IDENTIFICATION | | | | Middlemarch Securities LLC<br>:<br>NAME OF BROKER-DEALER: | | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | FIRM I.D. NO. | | 700 Canal Street, Building 1, Floor 1, Suite 148 | | | | | | | | (No. and Street) | | | | Stamford | | CT | | 06902 | | (City) | | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Alex Mack | | | | 9,17-923-1478 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTAl\T IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | | | | | | | Michael Coglianese CPA, P C | | | | | | | | (Name - if individual, state last,first, middle name) | | | | 125 E Lake Street #303 | | Bloomingdale | IL | 60108 | | (Address) | | (City) | (State) | (Zip Code) | | CHECK ONE:<br>Certified Public Accountant<br>■<br>Public Accountant<br>□<br>Accountant not resident in United States or any of its possessions.<br>□ | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17 a-5(e)(2)*Read the full text as markdown