Full text of MARKET SECURITIES, LLC's X-17A-5 filed 2021-05-28 (period 2021-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **(A wholly owned subsidiary of Market Securities Holdings, Inc.) Statement of Financial Condition Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 March 31, 2021** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: October 31, 2023 Estimated average burden hours per response . . . 12.00 #### **ANNUAL AUDITED REPORT** SEC FILE NUMBER **FORM X-17A-5** 8-69765 **PART III** #### **FACING PAGE** **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 04/01/20 | AND ENDING | 03/31/21 | |--------------------------------------------------------------------------|--------------------------------------------------------|---------------------|-----------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER - DEALER: | | | | | Market Securities, LLC | OFFICIAL USE ONLY<br>__________________ | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM ID. NO. | | 85 Broad Street<br>(No. and Street) | | | | | New York<br>NY<br>(City)<br>(State) | | 10004<br>(Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | Erin Baskett | | | (917) 924-9812<br>(Area Code - Telephone No.) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | Crowe LLP | | | | | | (Name - if individual, state last, first, middle name) | | | | 485 Lexington Avenue, Floor 11<br>New York<br>(Address)<br>(City) | | NY<br>(State) | 10017<br>(Zip Code) | | CHECK ONE: | | | | | X Certified Public Accountant | | | | | Public Accountant | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | \**Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2).*SEC 1410 (3-91) {2}------------------------------------------------ ### **Market Securities, LLC (A wholly owned subsidiary of Market Securities Holdings, Inc.) TABLE OF CONTENTS** #### **This re…Read the full text as markdown