Full text of MARKET SECURITIES, LLC's X-17A-5 filed 2022-05-31 (period 2022-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **(A wholly owned subsidiary of Market Securities Holdings, Inc.) Statement of Financial Condition Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 March 31, 2022** {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** ## **ANNUAL REPORTS FORM X-17A-5 PART III** | OMB APPROVAL | | | | |--------------------------|--|--|--| | OMB Number: 3235‐0123 | | | | | Expires: Oct. 31, 2023 | | | | | Estimated average burden | | | | | hours per response: 12 | | | | | | | | | SEC FILE NUMER 8‐ 69765 | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------|------------------------------------------------------------|-----------------------------------------|-------------------------------------------|---------------------------------------|--| | | | 04/01/21 | | 03/31/22 | | | | FILING FOR THE PERIOD BEGINNING | | MM/DD/YY | AND ENDING | | MM/DD/YY | | | | A. | REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: | Market Securities, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>☐<br>Broker-dealer<br>☐ Check here if respondent is also an OTC derivatives dealer | ☐ Security-based swap dealer | | ☐ Major security-based swap participant | | | | | ADDRESS OF PRINCIPAL PLACE OF | | BUSINESS: (Do not use a P.O. box | no.) | | | | | 85 Broad Street | | | | | | | | | | (No. and Street) | | | | | | New York | | NY | | | 10004 | | | (City) | | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Erin Baskett | | (917) 924-9812 | | | erin.baskett@market-securities.us.com | | | (Name) | | (Area Code – Telephone Number) | | (Email Address) | | | | | B. | ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in<br>Crowe LLP | | | this filing* | | | | | | | (Name – if individual, state last, first, and middle name) | | | | | | 485 Lexington Avenue, Floor 11 | | New York | | NY | 10017 | | | (Address) | | (City) | | (State) | (Zip Code) | | | 09/24/03 |…Read the full text as markdown