Full text of MARKET SECURITIES, LLC's X-17A-5 filed 2023-06-27 (period 2023-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Market Securities, LLC** (A wholly owned subsidiary of Market Securities Holdings, Inc.) Statement of Financial Condition Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 March 31, 2023 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. **20549** # **ANNUAL REPORTS FORM X-17A-S PART** Ill | 0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | |-------------------------------------------------------------------------------------------------------| | | | | 0MB APPROVAL | SEC FILE NUMBER | | |-----------------|--| | | | FACING **PAGE** Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FILING FOR THE PERIOD BEGINNING 04/01 /22 | | | AND ENDING 03/31 /23 | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|---------|----------------------|--------------------------------------------|--| | | MM/00/YY | | | MM/D0/YY | | | | A. REGISTRANT IOENTIFICA TION | | | | | | NAME oF FIRM: Market Securities, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>D Major security-based swap participant<br>@ Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OJ: PRINCIPAL PLACE OJ: BUSINESS: (Do not use a P.O. box no.) | | | | | | | 7 5 Broad Street, 7th Floor | | | | | | | | (No. and Street) | | | | | | New York | | NY | | 10004 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Erin Baskett | 636-675-3746 | | | erin.baskell@market-eecuntles,us.com | | | (Name) | (Area Code-Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Crowe LLP | | | | | | | | (Name - if indMdual, \$tate last, first, and middle name} | | | | | | 485 Lexington Avenue, Floor 11 | New York | | NY | 10017 | | | (Address) | (City) | | (State) | (Zip Code) | | | 09/24/2003 | | | 173 | | | | (Date…Read the full text as markdown