Full text of INCENTER SECURITIES GROUP LLC's X-17A-5 filed 2020-02-27 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTAl'ES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ### **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** OMS APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours '"""r resoonse ...... 12.00 | SEC RLE NUMBER | |----------------| | s.69803 | **FACING PAGE Information Required of Brokers and Dealers Pursuant** to **Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERlOD BEGINNING_0_1_/_0_1_/1_9 | _____ | AND ENDING_1_2_/3_1_/_19 | ____<br>_ | |-------------------------------------------------------------------------------------------|--------------------------------------------------------|--------------------------|--------------------------------| | | MM/DDIYY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: lncenter Securities Group LLC | | | OFFICIAL USE ONLY | | ADDRESS OF PRlNCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM!.D. NO. | | 489 Fifth Avenue, 11th Floor | | | | | | (No, and Street) | | | | New York | NY | | 10017 | | (City) | (State) | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Peter Harrison | | | {646) 810-8576 | | | | | {Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>BDO USA, LLP | | | | | | (Name - if individual, slate last, first, middle name) | | | | 800 Nicollet Mall, Suite 600 | Minneapolis | MN | 55402 | | (Address) | (City) | (State) | {Zip Code) | | CHECK ONE:<br>!certified Public Accountant<br>B<br>Public Accountant | | | | | Accountant not resident in United States or any of its possessions. | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis/or the exemption. &e Section 240.17a-5(e)(2)* > Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currentlyvalid 0MB control number. SEC 1410 (11-05) {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, | Peter Harrison | , swear (or affirm) that, to the best of | | | | | |-------|-----------------…Read the full text as markdown