Full text of FINANCE OF AMERICA SECURITIES LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **0MB Number: 323S-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12** > **SEC FILE NUMBER** 8-69803 ## **ANNUAL REPORTS FORM X-17A-S PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **0 1/01 /23** AND ENDING 12131123 **MM/DD/VY** **MM/DD/VY** **A. REGISTRANT IDENTIFICATION** ## NAME oF FIRM: Finance of America Securities LLC TYPE OF REGISTRANT (check all applicable boxes): **@** Broker-dealer □ Security-based swap dealer **0 Check here if respondent Is also an OTC derivatives dealer** 0 Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 489 Fifth Avenue, 26th Floor | (No. and Street) | | | | |---------------------------------------------------------------------------|-----------------------------------------------------------|--------------------------------|--------------------------------------------|--| | New York | NY | | 10017 | | | (City) | {State) | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Peter Harrison | 646-810-8576 | pharrison@financeofamerica.com | | | | (Name) | | (Email Address) | | | | | (Area Code -Telephone Number) | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | B.<br>ACCOUNTANT IDENTIFICATION | | | | | BDO USA, P .C. | (Name -if Individual, state last, first, and middle name) | | | | | 800 Nicollet Mall, Suite 600 Minneapolis | | MN | | | | (Address) | (City) | (State) | 55402<br>(Zip Code) | | | 10/08/2003 | | 243 | | | | (Oate of Registration with PCAOB)(if aoollcable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY | | | | **Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ ### **OATH OR AFFIRMATION** **I** **, Peter Hamson swear (or affirm) that, to the best of my knowledge and belief, the** **f� repo� peo/ining to the firm of Finance of Amarica Securitles LLC , as of** :L 2,'2-�Z. Y .� **is true and correct. I further swear (or affirm) that neither the company nor any partner, offic�r, director, or equivalent person. as the case ma…Read the full text as markdown