Full text of INCENTER SECURITIES GROUP LLC's X-17A-5 filed 2022-02-25 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMBER # ANNUAL REPORTS FORM X-17A-5 DART III | | 8-69803 | |--|---------| | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>01/01/2021 | | 12/31/2021 | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------|------------|-----------------|--------------------------------------------|--|--| | FILING FOR THE PERIOD BEGINNING | MM/DD/YY | AND ENDING | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | Incenter Securities Group LLC<br>NAME OF FIRM: | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer __ Security-based swap dealer __ Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 489 Fifth Avenue, 11th Floor | | | | | | | | | (No. and Street) | | | | | | | New York | NY | | | | | | | (City) | (State) | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Peter Harrison | 646-810-8576 | | | pharrison@incenterms.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>BDO USA, LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 800 Nicollet Mall, Suiter 800 | Minneapolis | | MN | 55402 | | | | Address) | (City) | | (State) | (Zip Code) | | | | 243 | | 10/08/2003 | | | | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ # OATH OR AFFIRMATION Peter Harrison swear (o…Read the full text as markdown