Full text of CROWDFUNDER FINANCIAL SERVICES INC.'s X-17A-5 filed 2020-05-06 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## FINANCIAL STATEMENTS AND SUPPLEMENT ARY INFORMATION Year Ended December 31, 2019 {1}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response .... . . 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** | SEC FILE NUMBER | |-----------------| | 8-69810 | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | Ol/Ol/l9 | AND ENDING | 12131119 | | | | | |---------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------|--------------------------------|--|--|--|--| | | MM/DD/YY | | MMIDDIYY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF BROKER-DEALER: CFI Securities | OFFICIAL USE ONLY | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.0. NO. | | | | | | 5757 Wilshire Boulevard, Suite 370 | | | | | | | | | | (No. and Street) | | | | | | | | Los Angeles | CA | | 90036 | | | | | | (City) | (State) | | (Zip Code) | | | | | | NAME A D TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Daniel Beaton 603-379-2478 | | | | | | | | | | | | (Area Code - Telephone Number) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | Tuttle & Bond, PLLC | | | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | | 1928 Jackson Ln. | China Spring | TX | 76633 | | | | | | (Address) | (City) | (State) | (Zjp Code) | | | | | | CHECK ONE: | | | | | | | | | I ti I<br>Certified Pub lie Accountant | | | | | | | | | Public Accountant | | | | | | | | | | | | | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | | | | | | | | | *Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant | | | | | | | | *must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* **Potential…Read the full text as markdown