Full text of EKATS SECURITIES, INC.'s X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **FINANCIAL STATEMENT WITH REPORT OF INDEPENDENT REGISTERERED PUBLIC ACCOUNTING FIRM** **Pursuant to Rule 17a-5(d) of the Securities and Exchange Commission** **December 31, 2023** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 0MB APPROVAL SEC FILE NUMBER **8-69810** **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING 01101123 AND ENDING 12131123 --------- ---------- MM/DD/VY MM/DD/VY **A. REGISTRANT IDENTIFICATION** Ekats Securities NAME OF FIRM: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): l:!l Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 477 Madison Avenue, 6th Floor | (No. and Street) | | | | | | | | |----------------------------------------------|--------------------------------|-------------------------------|--|--|--|--|--| | New York | NY | 10022 | | | | | | | (City) | (State) | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Richard Brewster<br>646-397-54 73 | | rbrewster@ekatssecurities.com | | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Tuttle & Bond, PLLC | (Name - if individual, state last, first, and middle name) | | | | | | | | |------------------------------------------------------------|---------------------------------------------------|---------|-------------------------------------------|--|--|--|--| | 2954 Goehmann Lane | Fredericksburg | TX | 78624 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | 03/19/2019 | | 6543 | | | | | | | "'""""°" | with PCAOB)[lf applicable) FOR OFFICIAL USE ONL y | | I | | | | | | rte<br>of | | | (PCAOB Reg;strntioo N,mbec, If apphcable) | | | | | | | | | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant mu…Read the full text as markdown